| S. No. |
Policies & Procedures |
Link |
| 1 |
Client Code Modification , Error Policy |
pdf |
| 2 |
Code of Conduct and Ethics |
pdf |
| 3 |
Conflicts of interest Policy |
pdf |
| 4 |
Cyber Security and Cyber Resilience Policy |
pdf |
| 5 |
Employees' Investment policies |
pdf |
| 6 |
KYC AML Policy |
pdf |
| 7 |
MSPL Operational Manual |
pdf |
| 8 |
Policy of Prohibition on circulation of unauthenticated News |
pdf |
| 9 |
Policy on Insider Trading |
pdf |
| 10 |
Policy on Internal Control & Other Policy Notes |
pdf |
| 11 |
SORM Policy |
pdf |
| 12 |
Surveillance Policy |
pdf |
| 13 |
Common SOP for operation of accounts in case of an incapacitated investor Applicable to Depositories and Mutual Funds |
pdf |
